NSCC members face a new compliance requirement: cybersecurity confirmation. It sounds easy, complete a form, but risk is high. Here’s guidance.
Compliance departments are seriously challenged these days. As business swirls in response to COVID-19, compliance has taken a back seat. That can lead to trouble—violations, fines or both—due to missing deadlines. Management, in a questionable move, may ask compliance to do something taboo. Instead of reading a half empty glass post designed to help compliance deal with these challenges, they instead get a half full glass post that is brimming with optimism for compliance’s role during COVID-19.
COVID-19 has pushed several risk disciplines into the spotlight, including business continuity, third party risk, cybersecurity, and data privacy. We’ll explore each one and deliver advice and guidance.
In many ways, global supply chains are in the crosshairs of the global pandemic. We share three strategies you can pursue now to be ready for when business starts to recover.
While the coronavirus has dominated news cycles, other notable events occurred around a number of new rules, regulations and guidance, from California’s data privacy regulation to NIST data privacy framework and SEC guidance on cybersecurity for financial service firms.
We see a trend that would unify compliance and risk management under the same umbrella and help address the new risk landscape. It’s a principled, ethical approach to governance. Good governance guides organizations to do the right thing.
UK banks must now comply with the Senior Managers and Certification Regime, known as SMCR. Learn SMCR’s major requirements, top challenges, and best practices for compliance.
In this post, we share the importance of BYOD policies, alert you to compliance challenges, as well as the risks posed by personal devices tethered to IT infrastructure.
First in our monthly blog series, Risk Management: Back to Basics, where we feature a core pillar of risk management and share practical tips you can implement right away. Today’s topic: policy management.
Here are the top five challenges you’ll encounter while complying with CCPA’s requirements and tips to address them.